Formerly known as the Bond Dealers of America (BDA)

BDA Submits Comment Letter on FINRA Proposal to Identify and Manage Conflicts in the Preparation and Distribution of Debt Research Reports

Published

Comments include a concern that there is a failure justify a shift from the substance of the Guiding Principles to Promote the Integrity of Fixed Income Research (Guiding Principles) published by The Bond Market Association in 2004 – a document relied upon by dealers and investors alike, as the standard for governing fixed income research.

View the full comment letter [here.]