BDA in a letter yesterday to the SEC supported proposed changes to SEC Rule 15c2-11 to specify that the Rule applies only to equity securities. BDA told the SEC “The Commission has proposed to amend SEC Rule 15c2-11 to address the action taken by the previous Commission to apply the Rule to fixed income securities for the…
Author: Deven Cao
Event Recap: BDA Hosts Public Finance Leadership Roundtable and Muni Advocacy Fly-In
Last week, the BDA hosted a Public Finance Leadership Roundtable in Washington, DC hosted by Quarles and Brady. The event featured robust discussion on timely public finance topics with senior representatives from 10 BDA member firms. Key discussion topics included: Exit of Bulge Bracket Firms from the Business and Impact on Regionals Challenges of Operating…